How can careful drafting in documents remove or mitigate risk of regulatory non-compliance?
At this Trade Finance Breakfast Seminar, Geoff Wynne and Ali Siddiqui looked at how to reflect in documents that issues like sanctions, anti money laundering and KYC( C ) have been covered and whether banks can rely on these efforts in discussions with Regulators. They also updated attendees on some recent cases and how to see them in the context of documents.
View presentation (PDF)
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