DOL & IRS Correction Programs

National Institute of Pension Administrators (NIPA)
March 21, 2012 (8:30 a.m. - 11:45 a.m.)

David A. Guadagnoli discussed "DOL & IRS Correction Programs" at a seminar sponsored by the National Institute of Pension Administrators (NIPA). Mr. Guadagnoli addressed U.S. Department of Labor and Internal Revenue Service correction programs for retirement plans and gave an update of DOL initiatives and enforcement programs. He also provided practical guidance with respect to nondiscrimination testing issues, plan recordkeeping, conversion issues, IRS and DOL audits, and the use of self-correction and agency-approved programs.