Private Company Governance and Recordkeeping Regulatory Compliance Checklist


The following is a brief sample of just a few of the areas we explore when conducting a Private Company Governance and Recordkeeping compliance and “best practices” review. For more information on the complete audit checklist, or to discuss questions or concerns specific to your organization, please contact Lewis N. Segall.

Is the Company doing all it can to limit potential personal liability of its stakeholders by observing corporate formalities?

Is the Company doing all it can to protect its business interests?

Does the Company manage common problems related to issuances of stock and other securities?

Is the Company ready for an exit?

Learn more about Sullivan & Worcester's Regulatory Compliance Checklists.

© 2015 Sullivan & Worcester LLP. Because sound legal advice must necessarily take into account all relevant facts and developments in the law, the information you will find on this page is not intended to constitute legal advice or a legal opinion as to any particular matter.