SEC Makes Securities Registration Easier for Smaller Listed Companies
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Securities & Corporate Finance Our lawyers excel in the quick turn-around of financial transactions. We represent a wide range of U.S. and foreign businesses, as well as sources of equity capital and debt financing such as banks and other financial institutions, individual and institutional investors. We facilitate a full range of financing transactions, including: public offerings, venture capital investments, leveraged buyouts, private placements of securities, strategic partnerships and joint ventures. We also regularly handle shelf registrations, periodic SEC filings, stock exchange listings and compliance solutions. Our clients are counseled on all aspects of securities law compliance including disclosure, reporting and enforcement issues.
Practice Profile (PDF)
Representative Client Work
- Since October 2006, represented public office, senior living and hotel REITs in raising over $3.6 billion in public and 144A offerings of common equity, straight and convertible preferred equity and senior and convertible debt
- Facilitated a $163 million public offering of common stock for Advanced Magnetics
- Provided ongoing disclosure, governance and listing advice to Iron Mountain Incorporated, including public and 144A offerings and direct stock purchase plan
- Facilitated £150 million, CDN$175 million and €225 million senior subordinated debt placements for US public company; provided ongoing disclosure, corporate governance and stock exchange listing advice for same public client
- Represented public senior living community operator in $126 million convertible note offering
- Represented a foreign software company in a recent acquisition and a going private transaction involving U.S. software company
- Represented REIT in acquisition and public spinoff of fuel travel center company
- Served as company counsel in a $65 million transportation company IPO
- Facilitated a $2 million convertible note PIPE by software company
- Assisted a financial services company in switching its listing from NASDAQ to NYSE
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