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Matthew J. Van Wormer

Associate

Matthew J. Van Wormer is an associate in the Investment Management Group of Sullivan & Worcester’s New York office. His practice focuses on the representation of mutual funds, closed-end funds and exchange-traded funds and their independent directors. Mr. Van Wormer advises on regulatory and compliance issues relating to the organization and operation of investment companies, including the mergers of mutual funds. Mr. Van Wormer also has substantial experience representing sponsors of unit investment trusts. 

Bar Admissions

  • New York, 2003

Publications

  • Chapter 7, "Mutual Fund Operations," Mutual Funds: Law and Practice, Law Journal Press (co-author) (July 2011)
  • Chapter 8, "Independent Accountants and Related Topics," Mutual Funds: Law and Practice, Law Journal Press (July 2011)
  • "The Role of the Investment Company Chief Compliance Officer" (co-author), Practicing Law Institute, Mutual Fund Regulation, Clifford E. Kirsch (2006)

Client Advisories

Education

  • J.D., Fordham University School of Law, 2002
  • B.A., Georgetown University, 1999
Practice Areas
Industries