Nicole M. Crum

Associate

Nicole M. Crum is an associate in the Investment Management Group of our Washington, D.C. office. Her practice focuses on investment adviser, broker-dealer and investment company issues. Ms. Crum advises on the application of U.S. securities laws to business activities in the United States and abroad, including compliance with the Investment Advisers Act, the Securities Exchange Act, the Investment Company Act and the Securities Act, the creation of U.S. broker-dealer and investment adviser subsidiaries, private placements, and offshore offerings by funds and other issuers. Prior to joining Sullivan & Worcester, Ms. Crum was an associate at Winston & Strawn LLP and Baker & McKenzie LLP.

Bar & Court Admissions

District of Columbia, 2007
Ohio, 2003
U.S. Court of Appeals for the District of Columbia Circuit

Publications

S&W Announces Formation of Climate Change Group, Press Release (May 22, 2008)
"Mutual Recognition of Foreign Broker-Dealers – The Great Unknown," Insights (October 2007)
"Liberalization or Economic Colonization: The Legality of the Coalition Provisional Authority’s Structural Investment Law Reforms in Post Conflict Iraq," 2 S. Car. J. Int’l L. & Bus. 49 (March 2005)

Education

LL.M., University of London, University College London, 2004
J.D., The Ohio State University Moritz College of Law, 2003
B.A., The Ohio State University, 1999

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