New SEC Crackdown on Late Filings by Insiders and Major Shareholders

Client Advisory
September 17, 2014

The Securities and Exchange Commission recently announced that it had reached dozens of settlements in a crackdown on repeated delinquencies in the timely filing of forms required by Sections 16(a), 13(d) and 13(g) of the Securities Exchange Act. This Client Advisory highlights this announcement and discusses best practices.

View Client Advisory (PDF)