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• Harvey E. Bines

• Corporate

REG NMS and Soft Dollar Compliance Forum

Harvey Bines, a Partner in the Corporate Finance and Investment Management Practice Groups, spoke at the session, "Understand How the Order Protection Rule Will Impact Your Job." This conference drew together experts including staff members from the U.S. Securities and Exchange Commission, chief compliance officers from investment adviser firms, in-house and independent counsel, representatives from broker/dealer firms and consultants who discussed the landscape of the trading marketplace as it continues to radically transform with Regulation NMS and the new soft dollar compliance rules.